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Am I a non-professional?

You are a non-professional if you meet all of the following criteria:

  • You are subscribing in your own individual capacity and not on behalf of a firm.
  • You use the information solely in connection with your individual personal investment activities and not in connection with any trade or business activities.
  • You receive the information only at your stated location and via the identified equipment and do not furnish the information to any other persons.

You are a professional if you do not meet all non-professional criteria or:

  • You are a securities broker-dealer, registered representative, investment advisor, futures commission merchant, commodities introducing broker or commodity trading advisor, member of the Securities Exchange or Association or Futures Contract market, or any owner, partner, or associated person of the foregoing.
  • You are employed by a bank or an insurance company or an affiliate of either to perform functions related to securities or commodity futures investment or trading activity.

If you have a question about whether you are a non-professional, please send an e-mail to support@iqchart.com


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